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FINANCIAL SERVICES AND MARKETS ACT 2000

REPEALS, TRANSITIONAL PROVISIONS AND SAVINGS

DECEMBER 2000

Contents

PREFACE

Responses to this document

Part I
provides an overview of the Order;

Part II
comments on the provisions dealing with authorisation and permission under Part IV of FSMA;

Part III
comments on the provisions for the authorisation of passporting firms;

Part IV
comments on restrictions and prohibitions under old law;

Part V
comments on the scope of permission notices and on requirements for reapplications for permission;

Part VI
comments on the discipline provisions;

Part VII
comments on provisions related to injunctions and restitution;

Part VIII
comments on provisions related to part completed procedures;

Part IX
comments on the Tribunal provisions;

Part X
comments on provisions governing approved persons and other connected persons;

Part XI
comments on the provisions relating to rules;

Part XII
comments on repeal provisions; and

Part XIII
sets out the draft Transitionals Order (PDF 30KB)

Part XIV
sets out the draft Transitionals (Rules) Order (PDF 191KB)

Annex 1
attaches, for information, sections 426 and 427 of FSMA.

Annex 2
attaches, also for information, sections 16 and 17 of the Interpretation Act 1978.

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