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FINANCIAL SERVICES AND MARKETS ACT 2000

REGULATED ACTIVITIES - SECOND CONSULTATION DOCUMENT

OCTOBER 2000



Contents           

PREFACE

Part I
provides an overview of the orders included in this document;

Part II
highlights the key issues raised during the last consultation process;

Part III
sets out the key changes to the current scope of regulation;

Part IV
contains in draft the:

Regulated Activities Order (PDF File 138KB)
Exemption Order (PDF File 38KB)
Appointed Representatives Regulations (PDF File 13KB)
Non-Exempt Activities Order (PDF File 14KB)
Business Order (PDF File 12KB)

Part V
provides a commentary on the Regulated Activities Order;

Part VI
provides a commentary on the Non-Exempt Activities Order;

Part VII
provides a commentary on the Business Order;

Part VIII
contains a regulatory impact assessment for the Regulated Activities Order; and

Part IX
contains a regulatory impact assessment for the Non-Exempt Activities Order.

Annex 1
lists the persons who responded to the first consultation document. 

Annex 2
sets out the areas covered in this consultation document on which we invite comments.

Responses to this Document

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